Thursday, February 24, 2022

XML Schema 1.1 : <assertion> facet with attribute "fixed"

I've come up with an XML Schema 1.1 example, involving XSD <assertion> facet and XSD attribute "fixed", that I thought should be interesting to write about.

Please consider, following two XML instance documents,

XML document 1:
<?xml version="1.0"?>
<Test>
    <A>a</A>
    <country>USA</country>
    <C>c</C>
</Test>

XML document 2:
<?xml version="1.0"?>
<Test>
    <A>a</A>
    <country>U S A</country>
    <C>c</C>
</Test>

According to "XML document 1" specified above, the element "country" needs to have a fixed value "USA". Whereas, according to "XML document 2" specified above, the element "country" needs to have a fixed value USA with any amount of whitespace characters anywhere within the string value.

The XSD 1.1 schema, for "XML document 1" is following (the schema specified below, is a valid XSD 1.0 schema as well),

<?xml version="1.0"?>
<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema">
    
    <xs:element name="Test" type="TestType" />
   
    <xs:complexType name="TestType">
        <xs:sequence>
            <xs:element name="A" type="xs:string"/>
            <xs:element name="country" type="xs:string" fixed="USA"/>            
            <xs:element name="C" type="xs:string"/>
        </xs:sequence>
    </xs:complexType>

</xs:schema>

Whereas, XSD 1.1 schema, for "XML document 2" is following,

<?xml version="1.0"?>
<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema">
    
    <xs:element name="Test" type="TestType" />
   
    <xs:complexType name="TestType">
        <xs:sequence>
            <xs:element name="A" type="xs:string"/>
            <xs:element name="country">
               <xs:simpleType>
                  <xs:restriction base="xs:string">
                    <xs:assertion test="replace($value, '\s', '') = 'USA'"/>
                  </xs:restriction>
               </xs:simpleType>
            </xs:element>
            <xs:element name="C" type="xs:string"/>
        </xs:sequence>
    </xs:complexType>

</xs:schema>

According to the latter schema specified above, the XSD 1.1 <assertion> facet lets us achieve, a special notion of a fixed value as illustrated by the mentioned example above.

Saturday, January 29, 2022

XML Schema 1.1 : conditional inclusion

I've been wanting to, write something about XML Schema (XSD) 1.1 conditional inclusion feature. This particular XML Schema 1.1 feature is described here : https://www.w3.org/TR/xmlschema11-1/#cip. I'm copying, some relevant description from XML Schema 1.1 specification about this feature as following,

<quote>
Whenever a conforming XSD processor reads a ·schema document· in order to include the components defined in it in a schema, it first performs on the schema document the pre-processing described in this section.

Every element in the ·schema document· is examined to see whether any of the attributes vc:minVersion, vc:maxVersion, vc:typeAvailable, vc:typeUnavailable, vc:facetAvailable, or vc:facetUnavailable appear among its [attributes].

Where they appear, the attributes vc:minVersion and vc:maxVersion are treated as if declared with type xs:decimal, and their ·actual values· are compared to a decimal value representing the version of XSD supported by the processor (here represented as a variable V). For processors conforming to this version of this specification, the value of V is 1.1.

If V is less than the value of vc:minVersion, or if V is greater than or equal to the value of vc:maxVersion, then the element on which the attribute appears is to be ignored, along with all its attributes and descendants. The effect is that portions of the schema document marked with vc:minVersion and/or vc:maxVersion are retained if vc:minVersion ≤ V < vc:maxVersion.
</quote>

I'll present below a small XML Schema validation example (as tested with Apache Xerces XML Schema 1.1 processor), about XSD 1.1 conditional inclusion.

Following is an XML instance document, that'll be validated by an XML Schema document,

<val>5</val>

One of the validations, that we want to do is that, an integer value of element "val" must be an even number.

Following is an XML Schema document, that'll validate the above cited XML instance document,

<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema"
                    xmlns:vc="http://www.w3.org/2007/XMLSchema-versioning">

  <xs:element name="val" type="Integer"/>
  
  <xs:simpleType name="Integer" vc:minVersion="1" vc:maxVersion="1.05">
      <xs:restriction base="xs:integer"/>
  </xs:simpleType>
  
  <xs:simpleType name="Integer" vc:minVersion="1.1">
      <xs:restriction base="xs:integer">
         <xs:assertion test="$value mod 2 = 0"/>
      </xs:restriction>
  </xs:simpleType>

</xs:schema>

Within the above specified schema document, there's an element declaration for XML element "val" that is of XML schema type "Integer". There are two variants, of schema type "Integer" defined in this schema. One of an "Integer" type simply says that, the value should be xs:integer (the type with attributes vc:minVersion="1" vc:maxVersion="1.05"). The other "Integer" type says that, the value should be an even integer (the type with attribute vc:minVersion="1.1").

When we perform, the above mentioned XML schema validation, using XSD 1.1 processor in XML schema 1.0 mode, the valid outcome is reported (because, the simpleType with attributes vc:minVersion="1" vc:maxVersion="1.05" is selected, and the other simpleType definition is filtered out during XML schema conditional inclusion pre-processing).

Whereas, when we perform, the above mentioned XML schema validation, using XSD 1.1 processor in XML schema 1.1 mode, an invalid outcome is reported (because, the simpleType with attribute vc:minVersion="1.1" is selected, and the other simpleType definition is filtered out during XML schema conditional inclusion pre-processing).

Please note that, when the above mentioned XML schema validation is done with a pure XML Schema 1.0 processor (that's bundled with Apache XercesJ as well) that was written for the XML Schema 1.0 specification https://www.w3.org/TR/xmlschema-1/, the above cited XSD document won't compile successfully (because, with a pure XSD 1.0 processor, we cannot have within a schema document two global type definitions with same name; "Integer" for the above cited schema document).

Tuesday, January 18, 2022

XML Schema 1.1 : using regex

I've been thinking about this for a while, and thought of writing a blog post here, about this.

Consider the following, XML document instance,

<?xml version="1.0"?>
<temp>ABCABD</temp>

And the following, XML Schema (XSD) 1.1 document (that'll validate the above mentioned, XML document instance),

<?xml version="1.0"?>
<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema">
  
  <xs:element name="temp">
      <xs:simpleType>
         <xs:restriction base="xs:string">
            <xs:pattern value="(ABC)+"/>
            <xs:assertion test="matches($value, '(ABC)+')"/>
         </xs:restriction>
      </xs:simpleType>
  </xs:element>
  
</xs:schema>

At first thought, as shown within the above mentioned XSD 1.1 document, it might seem that both <xs:pattern> and the <xs:assertion> would fail the validation for the XML document instance value "ABCABD" (according to the XSD document shown, the string "ABC" is shown repeating one or more times).

But in reality, and according to the XSD 1.1 specification, for the example shown above, the XML document instance value "ABCABD" would be invalid for the <xs:pattern>, but valid for <xs:assertion>. That's so because, the XPath 2.0 "matches(..)" function, returns true when any substring matches the regex, unless the "matches(..)" regex is written within ^ and & characters.

Therefore, for the above cited XSD 1.1 example, the following are exactly equivalent XSD validation checks,
<xs:pattern value="(ABC)+"/>
<xs:assertion test="matches($value, '^(ABC)+$')"/>

And for <xs:pattern>, there's no explicit regex anchoring with ^ and $ available (its implied always). i.e, with <xs:pattern>, its always the entire string input that is checked against the pattern regex.

Wednesday, June 9, 2021

XML Schema xsi:type and xs:alternative

After having studied little bit deeply about XML Schema's xsi:type attribute, and xs:alternative (introduced in the XML Schema 1.1 version) element, I've come to conclusion that, there are lot of functional similarities between xsi:type and xs:alternative, and of course differences as well. To illustrate these points, I've come up with following XML Schema and XML document instance examples (that I shall also attempt to explain within this blog post).


XML Schema document 1 (conforming to XSD 1.1)

<?xml version="1.0"?>

<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema">

    <xs:element name="note" type="NoteType"/>

    <xs:complexType name="NoteType">

       <xs:sequence>

          <xs:element name="to" type="xs:string"/>

          <xs:element name="from" type="xs:string"/>

          <xs:element name="heading" type="xs:string"/>

          <xs:element name="body" type="xs:string"/>

       </xs:sequence>

    </xs:complexType>

    <xs:complexType name="NoteType2">

       <xs:complexContent>

          <xs:extension base="NoteType">

             <xs:attribute name="isConfidential" type="xs:boolean" use="required"/>

          </xs:extension>

       </xs:complexContent>

    </xs:complexType>

    <xs:complexType name="NoteType3">

       <xs:complexContent>

          <xs:extension base="NoteType">

             <xs:attribute name="isConfidential" type="xs:boolean" use="required"/>

             <xs:assert test="to castable as emailAddress"/>

             <xs:assert test="from castable as emailAddress"/>

          </xs:extension>

       </xs:complexContent>

    </xs:complexType>

    <xs:simpleType name="emailAddress"> 

       <xs:restriction base="xs:string"> 

         <xs:pattern value="[^@]+@[^@\.]+(\.[^@\.]+)+"/>

       </xs:restriction> 

    </xs:simpleType>

</xs:schema>


Following are three XML document instances, that are valid with above specified XML Schema document:

XML document instance 1

<note>

   <to>abc.pqr@gmail.com</to>

   <from>no-reply@gmail.com</from>

   <heading>hi</heading>

   <body>this is test</body>

</note>

XML document instance 2

<note isConfidential="true" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="NoteType2">

   <to>abc.pqr@gmail.com</to>

   <from>no-reply@gmail.com</from>

   <heading>hi</heading>

   <body>this is test</body>

</note>

XML document instance 3

<note isConfidential="true" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:type="NoteType3">

   <to>abc.pqr@gmail.com</to>

   <from>no-reply@gmail.com</from>

   <heading>hi</heading>

   <body>this is test</body>

</note>

The "XML document instance 1", is an XML document that is valid according to an XSD element declaration and an XSD type definition "NoteType".

The "XML document instance 2" asserts that the type of an XML instance element "note" must be "NoteType2".

The "XML document instance 3" asserts that the type of an XML instance element "note" must be "NoteType3".

Note that, as per XML Schema language, the XSD type named as a value of xsi:type attribute, must be validly substitutable for the declared type (i.e, which is associated within an XML schema) of an XML element. According to the XML Schema language, a type S is validly substitutable for type T, if type S is a type derived from type T.


Now consider another XML Schema document, as following,

XML Schema document 2 (conforming to XSD 1.1)

<?xml version="1.0"?>

<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema">

    <xs:element name="note" type="NoteType">

       <xs:alternative test="@noteType2 = true()" type="NoteType2"/>

       <xs:alternative test="@noteType3 = true()" type="NoteType3"/>

    </xs:element>

    <xs:complexType name="NoteType">

       <xs:sequence>

          <xs:element name="to" type="xs:string"/>

          <xs:element name="from" type="xs:string"/>

          <xs:element name="heading" type="xs:string"/>

          <xs:element name="body" type="xs:string"/>

       </xs:sequence>

    </xs:complexType>

    <xs:complexType name="NoteType2">

       <xs:complexContent>

          <xs:extension base="NoteType">

             <xs:attribute name="isConfidential" type="xs:boolean" use="required"/>

             <xs:attribute name="noteType2" type="xs:boolean" use="required"/>

          </xs:extension>

       </xs:complexContent>

    </xs:complexType>

    <xs:complexType name="NoteType3">

       <xs:complexContent>

          <xs:extension base="NoteType">

             <xs:attribute name="isConfidential" type="xs:boolean" use="required"/>

             <xs:attribute name="noteType3" type="xs:boolean" use="required"/>

             <xs:assert test="to castable as emailAddress"/>

             <xs:assert test="from castable as emailAddress"/>

          </xs:extension>

       </xs:complexContent>

    </xs:complexType>

    <xs:simpleType name="emailAddress"> 

       <xs:restriction base="xs:string"> 

         <xs:pattern value="[^@]+@[^@\.]+(\.[^@\.]+)+"/>

       </xs:restriction> 

    </xs:simpleType>

</xs:schema>


Following are two XML document instances, that are valid with above specified XML Schema document:

XML document instance 4

<note isConfidential="true" noteType2="true">

   <to>abc.pqr@gmail.com</to>

   <from>no-reply@gmail.com</from>

   <heading>hi</heading>

   <body>this is test</body>

</note>

XML document instance 5

<note isConfidential="true" noteType3="true">

   <to>abc.pqr@gmail.com</to>

   <from>no-reply@gmail.com</from>

   <heading>hi</heading>

   <body>this is test</body>

</note>


I think that, XML Schema documents 1 and 2 as illustrated in examples above, solve the same XML document validation problem, but in two different ways. With XSD element xs:alternative, we need to introduce a new physical XML attribute like "noteType2" & "noteType3", whereas we can achieve the same effect using an attribute xsi:type with another solution.


Following is another XML Schema 1.1 document, that has a little variation than the XML Schema document "XML Schema document 2" specified earlier above,

XML Schema document 3

<?xml version="1.0"?>

<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema">

    <xs:element name="note" type="NoteType">

       <xs:alternative test="@noteType = 2" type="NoteType2"/>

       <xs:alternative test="@noteType = 3" type="NoteType3"/>

    </xs:element>

    <xs:complexType name="NoteType">

       <xs:sequence>

          <xs:element name="to" type="xs:string"/>

          <xs:element name="from" type="xs:string"/>

          <xs:element name="heading" type="xs:string"/>

          <xs:element name="body" type="xs:string"/>

       </xs:sequence>

    </xs:complexType>

    <xs:complexType name="NoteType2">

       <xs:complexContent>

          <xs:extension base="NoteType">

             <xs:attribute name="isConfidential" type="xs:boolean" use="required"/>

             <xs:attribute name="noteType" type="NoteTypeVal" use="required"/>

          </xs:extension>

       </xs:complexContent>

    </xs:complexType>

    <xs:complexType name="NoteType3">

       <xs:complexContent>

          <xs:extension base="NoteType">

             <xs:attribute name="isConfidential" type="xs:boolean" use="required"/>

             <xs:attribute name="noteType" type="NoteTypeVal" use="required"/>

             <xs:assert test="to castable as emailAddress"/>

             <xs:assert test="from castable as emailAddress"/>

          </xs:extension>

       </xs:complexContent>

    </xs:complexType>

    <xs:simpleType name="emailAddress"> 

       <xs:restriction base="xs:string"> 

         <xs:pattern value="[^@]+@[^@\.]+(\.[^@\.]+)+"/>

       </xs:restriction> 

    </xs:simpleType>

    <xs:simpleType name="NoteTypeVal"> 

       <xs:restriction base="xs:positiveInteger"> 

          <xs:minInclusive value="2"/>

          <xs:maxInclusive value="3"/>

       </xs:restriction> 

    </xs:simpleType>

</xs:schema>


Two valid XML instance documents, with the above mentioned XML Schema document are following,

<note isConfidential="true" noteType="2">

   <to>abc.pqr@gmail.com</to>

   <from>no-reply@gmail.com</from>

   <heading>hi</heading>

   <body>this is test</body>

</note>

<note isConfidential="true" noteType="3">

   <to>abc.pqr@gmail.com</to>

   <from>no-reply@gmail.com</from>

   <heading>hi</heading>

   <body>this is test</body>

</note>


With the XML Schema document "XML Schema document 3" specified above, we've defined an attribute "noteType" for both the types "NoteType2" and "NoteType3". We distinguish within the XML instance document, with which XSD type the "note" element would be validated, by the value of attribute "noteType" within the XML instance document.

Also note that, as per XML Schema 1.1 specification for type alternatives (i.e when having xs:alternative elements within XSD documents), the following must be applicable,

For each type T of sibling xs:alternative elements within an XSD document, type T must be validly derived from an element's default type definition (this is a constraint similar to those for xsi:type), or T can be type xs:error.  

Sunday, May 3, 2020

Online XML Schema validation service

During some of my spare time, I've developed and deployed an 'online XML Schema validation service' using Apache Xerces-J as XML Schema (XSD) processor at back-end. This 'online XML Schema validation service' is located at, http://www.softwarebytes.org/xmlvalidation/. The HTTPS version is available here: https://www.softwarebytes.org/xmlvalidation/.

The mentioned 'online XML Schema validation service', also provides REST APIs to be invoked from any program that can issue HTTP POST requests. The 'online XML Schema validation service' referred above, provides downloadable examples written in Python and C# that use the provided REST APIs. The responses from mentioned REST APIs can be in following formats: XML, JSON, plain text (the REST API response format, can be set while issuing HTTP requests).

Interestingly, I've discovered that, the above mentioned REST APIs can be invoked directly via a tool like curl by using its platform binary. With modern computer OSs (for e.g, Windows 10), curl comes pre-installed within the OS. Following are network responses on the command line, for the few curl requests that I issued to the mentioned REST APIs,

curl --form xmlFile=@two_inp_files/x1_valid_1.xml --form xsdFile1=@two_inp_files/x1.xsd --form ver=1.1 --form xsd11CtaFullXPath=no --form responseType=xml https://www.softwarebytes.org/xmlvalidation/api/xsValidationHandler

<?xml version="1.0" encoding="UTF-8" standalone="no"?>
<validationReport>
   <xsdVer>1.1</xsdVer>
   <success>
      <message>XML document is assessed as valid with the XSD document(s) that were provided.</message>
   </success>
</validationReport>

curl --form xmlFile=@two_inp_files/x1_invalid_1.xml --form xsdFile1=@two_inp_files/x1.xsd --form ver=1.1 --form xsd11CtaFullXPath=no --form responseType=xml https://www.softwarebytes.org/xmlvalidation/api/xsValidationHandler

<?xml version="1.0" encoding="UTF-8" standalone="no"?>
<validationReport>
   <xsdVer>1.1</xsdVer>
   <failure>
      <message>XML document is assessed as invalid with the XSD document(s) that were provided.</message>
      <details>
         <detail_1>[Error] x1_invalid_1.xml:3:5:cvc-assertion: Assertion evaluation ('if (@isB = true()) then b else not(b)') for element 'X' on schema type '#AnonType_X' did not succeed.</detail_1>
      </details>
   </failure>
</validationReport>

curl --form xmlFile=@two_inp_files/x1_valid_1.xml --form xsdFile1=@two_inp_files/x1.xsd --form ver=1.1 --form xsd11CtaFullXPath=no --form responseType=json https://www.softwarebytes.org/xmlvalidation/api/xsValidationHandler

{
    "xsdVer": "1.1",
    "success": {"message": "XML document is assessed as valid with the XSD document(s) that were provided."}
}

curl --form xmlFile=@two_inp_files/x1_invalid_1.xml --form xsdFile1=@two_inp_files/x1.xsd --form ver=1.1 --form xsd11CtaFullXPath=no --form responseType=json https://www.softwarebytes.org/xmlvalidation/api/xsValidationHandler

{
    "xsdVer": "1.1",
    "failure": {
        "details": ["[Error] x1_invalid_1.xml:3:5:cvc-assertion: Assertion evaluation ('if (@isB = true()) then b else not(b)') for element 'X' on schema type '#AnonType_X' did not succeed."],
        "message": "XML document is assessed as invalid with the XSD document(s) that were provided."
    }
}

curl --form xmlFile=@input_small.xml --form xsdFile1=@assert_2.xsd --form ver=1.1 --form xsd11CtaFullXPath=no https://www.softwarebytes.org/xmlvalidation/api/xsValidationHandler

You selected XSD 1.1 validation.
XML document is assessed as valid with the XSD document(s) you have provided.

(please note that, since the last curl request above doesn't specify a command line argument 'responseType', a response formatted as plain text is received from the server API. i.e, a plain text response from this API, is the default response format)

The mentioned 'online XML Schema validation service', supports both 1.0 and 1.1 versions of XML Schema language.

Wednesday, April 15, 2020

RDBMS, Message queue, Message broker, ESB, HTTP (technology comparison)

The software technologies mentioned in the subject of this blog post (i.e RDBMS, Message queue, Message broker, ESB [enterprise service bus] & HTTP) are the primary 'vendor agnostic' application integration technologies (backbones). I wish to write in this blog post, the characteristics, and the differences between the mentioned application integration technologies, and the relevant use cases when each of the mentioned application integration technologies should be used. Below are the details,

1) RDBMS (relational database management system): This is the oldest, and perhaps the most robust of the mentioned four application integration technologies. It is defined on the notion that, "data" generated and consumed by a software application is persistent for a long time. With RDBMS, the fundamental storage primitives at an application layer are tables. Most of the RDBMS vendor products store their tables, in binary file system files as underlying platform storage. The application code, accesses the RDBMS tables (and may be other things like views, functions, stored procedures, triggers) via a SQL interface (for e.g jdbc in java, and ADO.Net in .NET).

2) Message queue: Message queue is an application storage type, where messages (i.e data) are pushed at the end of queue and retrieved from the front of queue. The message sending and receiving applications are usually different, but they may as well be same. A message until it is pulled by an application 'at most once' from the queue, remains in the queue. This essentially differs from the RDBMS style in a way, that in RDBMS database data remains in the tables no matter how many times it is read by applications. This fundamental difference between RDBMS and "message queue", point to the kind of uses cases where one of these technologies should be used.
For e.g, a search engine's database would be appropriate to be stored in RDBMS databases. Whereas, 'send and forget' or 'read and forget' kinds of messages would be appropriate to be stored in message queue.
Message queue can be further classified into linear queue, and publish subscribe storage. Both linear queue and publish subscribe storage, are managed by an underlying queue manager. With a linear queue, after any one receiver application retrieves message from a queue no other application will find that message in the queue (since it's deleted after the first retrieval). With publish subscribe storage, for a particular class of message (typically published by one application) one or more subscribers can register. Upon publication of a message by a sender application, all subscribers for that message type will receive the message and after which the message would be deleted from the underlying queue(s).

3) Message broker: With this storage type, the underlying storage data structure is same as for "Message queue". Unlike 'Message queue', the 'Message broker' is thought to be central (multiple sender and receiver applications, can connect to a central 'Message broker'). The 'Message broker' kind of a storage is more sophisticated than a 'message queue'.
To establish a simple application integration design, I'd perhaps use message queue (perhaps using multiple message queues for a complex scenario) instead of a message broker.

4) ESB (enterprise service bus): The ESB storage and distribution type, is somewhat like a message broker. But unlike message broker, the message distribution backbone of an ESB is linear rather than central as for the message broker. Just like message queue and message broker, the responsibility of an ESB is to allow multiple message senders to connect with multiple message receivers.

Unlike message queue, both message broker and ESB allow selective routing and transformation of the messages between applications (where routing and message transformation decisions take place at the message broker or on an ESB node).

The following site provides a nice documentation about how to build messaging applications: https://www.ibm.com/support/knowledgecenter/SSFKSJ_9.0.0/com.ibm.mq.dev.doc/q022830_.htm.

5) HTTP: As good as it was when it was introduced, the HTTP protocol and its implementations within web browsers and various programming libraries is a very good means to establish software application integration. An HTTP server can respond with information and can perform actions, as asked by the HTTP clients. For various needs these days, HTTP servers can respond with information stored within the HTTP server itself, or HTTP servers can interface with other backend systems like databases and fetch information from them or modify those information as asked by HTTP clients.

It is useful to know that, HTTP style of software application integration is inherently synchronous in nature (i.e, application clients keep waiting at the point of issuing a request until a response is received), while all other styles of application integration mentioned in this blog post are inherently asynchronous (i.e application clients can start doing something else after issuing a request and before getting a response).

To build a messaging application, I'd perhaps start with a message queue for a simplistic design and gradually moving to message broker or an ESB for more complex requirements.

Any comments about subject matter of this blog post are welcome.

Saturday, March 21, 2020

Using XML Schema 1.1 <alternative> with Xerces-J

I wish to share little information here, about Apache Xerces-J's implementation of XML Schema (XSD) 1.1 'type alternatives'.

The XSD 1.1 specification, defines a particular subset of XPath 2.0 language that can be used as value of 'test' attribute of XSD 1.1 <alternative> element. The XSD 1.1 language's XPath 2.0 subset is much smaller than the whole XPath 2.0 language. The specification of this smaller CTA XPath subset, can be read at https://www.w3.org/TR/xmlschema11-1/#coss-ta (specifically, the section mentioning '2.1 It conforms to the following extended BNF' which has grammar specification for the CTA XPath subset).

In fact, the XSD 1.1 specification allows XSD validators, implementing XSD 1.1's <alternative> element, to support a bigger set of XPath 2.0's features (commonly the full XPath 2.0 language) than what is defined by XSD 1.1 CTA (conditional type alternatives) XPath subset.

For XSD 1.1 CTAs, Xerces-J with user option, allows selecting either:

1) The smaller XPath subset (the default for Xerces-J), or

2) Full XPath 2.0. How selecting between XPath subset or the full XPath 2.0 language, can be done for Xerces-J's CTA implementation is described here, https://xerces.apache.org/xerces2-j/faq-xs.html#faq-3.

I've analyzed a bit, the nature of XSD 1.1 CTA XPath subset language. Following are essentially the main XSD 1.1 CTA XPath subset patterns, that may be used within XSD 1.1 schemas when using XSD <alternative> element,

1) Using comparators (like >, <, =, !=, <=, >=):

The example CTA XPath expressions are following,
@x = @y,
@x = 3,
@x != 3,
@x > @y

2) Using comparators with logical operators:

The example CTA XPath expressions are following,
(@x = @y) or (@p = @q),
((1 = 2) or (5 = 6)) and (5 = 7),
(1 and 2) or (5 and 7)

3) Using XPath 2.0 'not' function:

An example XPath expression is following,
(@x = @y) and not(@p)

Interestingly, the XSD 1.1 CTA XPath subset language, allows using only the XPath 2.0 fn:not function and no other XPath 2.0 built-in functions. Constructor functions, for all built-in XSD types may be used, for e.g xs:integer(..), xs:boolean(..) etc, in XSD 1.1 CTA XPath subset expressions.

As per the XSD 1.1 specification, during XSD 1.1 CTA evaluations, the XML element and attribute nodes are untyped (i.e the XML nodes do not carry any type annotation coming from a XML schema). Therefore, in many cases, XSD 1.1 CTA XPath subset expressions when used with Xerces-J need to use explicit casts (for e.g, <xs:alternative test="(xs:integer(@x) = xs:integer(@y)) and fn:not(xs:boolean(@p))"> with namespace prefix 'fn' bound to the URI 'http://www.w3.org/2005/xpath-functions'). For the CTA XPath subset language or the full XPath 2.0 language for CTAs, it is optional for the XPath expressions to have the "fn" prefix with the XPath built-in functions. Typically, XML schema authors would not use the "fn" prefix for XPath built-in functions.